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Conduct During Election Period Policy 2023
1.
Purpose
This policy forms part of Council’s Governance Rules. It should be read in conjunction with the
Councillor Code of Conduct Major Policy (Code) and the Standards of Conduct set out in Schedule 1
to the
Local Government (Governance and Integrity) Regulations 2020
. The purpose of this policy is to
ensure the transparency and accountability of the Councillors, Council officers, and Candidates during
an Election Period. The policy complies with the
Local Government Act 2020
(the Act), which requires
councils to have an election period policy that sets out requirements relating to conduct, decision
making, transparency and equity, and use of Council resources, during an Election Period.
2.
Scope
The role of Councillor must be kept separate from the role that a person may take as a Candidate (or
Prospective Candidate) in any election. A Councillor must avoid any actual and perceived conflicts
between the two roles, and endeavour to demonstrate they understand the separation between them.
Prior to the holding of a Municipal Election, Council enters an ‘election’ or ‘caretaker’ period, and must
avoid taking actions and/or making decisions which could be seen to be influencing voters, or which
will have a significant impact on an incoming Council. The Election Period extends for 40 days - from
the last day nominations for the election can be received, until 6pm on election day.
The Act specifically requires this policy to prohibit Council from making any Prohibited Decisions
during the Election Period. These restrictions are the minimum legislative requirements. This policy
also sets out other restrictions for the use of Council resources and decision making for Electioneering
purposes at any time in connection with any municipal election, including:
Decisions made by Council or a person acting under delegation during an Election Period
Council’s publications, promotion, media, consultations and events during an Election Period
The use of Council resources, including venues, during an Election Period
Access to Council information by Councillors and Candidates during an Election Period.
3.
Definition of terms being used
Candidate
means a person who nominates as a candidate in a Municipal Election.
Code
means the Councillor Code of Conduct 2021.
Electioneering
means any action, statement and/or publication that contains material directly related
to, or likely to influence, a Councillor’s re-election, or a Candidate’s election.
Election Period
, also known as the
caretaker period
, means the 40-day statutory time period prior to
the date of the general Municipal Election.
Electoral Material
means an advertisement, handbill, pamphlet or notice that contains Electoral
Matter, but does not include an advertisement in a newspaper that is only announcing the holding of a
meeting
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Electoral Matter
means matter which is intended or likely to affect voting in an election, but does not
include any electoral material produced by or on behalf of the election manager for the purposes of
conducting an election. Electoral Matter is to be taken to be intended or likely to affect voting in an
election if it contains an express or implicit reference to or comment on:
The election
A Candidate in the election
An issue submitted to, or otherwise before, the voters in connection with the election.
Municipal Election
means a general election and a by-election held under and in accordance with the
Act.
Prohibited Decision
means any decision during the Election Period for a general election that:
Relates to the appointment or remuneration of the Chief Executive Officer
Commits Council to expenditure exceeding 1 per cent of Council’s rate income from the
previous financial year
Council considers could reasonably be deferred until after the election
Council considers should not be made during an Election Period
Would enable the use of Council's resources in a way that is intended to influence, or is
likely to influence, voting at the election.
Prospective Candidate
means any person who expresses an intention to run as a candidate for a
municipal election.
Public Consultation
means a process that involves an invitation/s to individuals, groups,
organisations or the community in general, to comment on an issue, proposed action, or proposed
policy, including a process instigated under s 223 of the
Local Government Act 1989
and under
Council’s Community Engagement Policy.
Returning Officer
means the person appointed in writing by the Victorian Electoral Commission to
conduct the election.
4.
Responsibility
The Governance department is responsible for the administration of this policy. Any issues or items
requiring clarification will be referred to the Chief Executive Officer, who will make a determination with
respect to matters of policy interpretation or implementation.
5.
Legislation
This policy is made in accordance with the Act.
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5.1
Legislative Context
Under Section 69 of the Act, a council must include an election period policy in its Governance Rules
which sets out procedures to be applied by the council during the Election Period for a Municipal
Election.
An election period policy must prohibit Council from making any Prohibited Decisions during the
Election Period for a Municipal Election.
Section 304 of the Act imposes limitations on Council publications during the Election Period
(prohibiting the use of Council resources to publish Electoral Matter). Specifically, s 304 of the Act
states that a Councillor or member of Council staff must not use Council resources:
In a way that is intended or likely to affect the result of a Municipal Election
To intentionally or recklessly print, publish or distribute or cause, permit or authorise to be
printed, published or distributed, any Electoral Matter on behalf of, or purporting to be on
behalf of, Council, unless the material only contains information about the election process.
Section 69 of the Act prohibits Council from making any Prohibited Decisions during the Election
Period:
Section 123 of the Act prescribes serious penalties for any Councillor who inappropriately makes use
of their position or information obtained in their role, to gain an advantage, or disadvantage another
(misuse of position).
6.
Policy
6.1
Policy Statement
During an Election Period, Councillors:
Will continue to fulfil their duties (unless they are granted a leave of absence)
Will continue to engage, and communicate, with the community in their Councillor role
Must comply with the Act and Code
Must not use their position to influence Council officers, or access Council resources or
information, in support of any election campaign or candidacy.
6.2
Candidacy
In accordance with the Code, a Councillor must not use Council resources for candidacy, or any
purpose that may be perceived as being used for candidacy (individual or political party). This applies
to a Councillor standing in any Municipal Election. Such use would constitute misuse of position by the
Councillor.
6.2.1
Municipal Elections
Councillors will ensure there is a distinction between their obligations to Council and their personal
interests as a Candidate, or member of a political party, in an Election Period prior to a Municipal
Election.
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The Election Period for Municipal Elections is defined by the Act. There are restrictions and limitations
on the kinds of decisions that Council may make during this period.
In addition, there are requirements for Councillors and Council officers to ensure Council resources
are not used, or perceived to be used, in support of any Candidate or political party.
The Chief Executive Officer will, as far as practicable, plan for matters requiring Prohibited Decisions
to be considered well in advance of the Election Period, and ensure Council officers are aware of their
obligations during an Election Period.
6.3
Council Decisions
6.3.1
Council Decisions and Meetings
Council will not consider any matters calling for, or make any, Prohibited Decisions during an Election
Period.
Council officers and Delegated Committees with delegated power to make decisions are also not
permitted to make any Prohibited Decisions during an Election Period.
The only items to be considered at Council and Delegated Committee Meetings held during the
Election Period, will be the Annual Report, and administrative reports to complete Council’s term of
office (for example, Informal Meetings of Councillors and delegate’s reports). A Notice of Motion
submitted by a Councillor during the Election Period that relates to Electoral Matter will not be
accepted. Finally, Public Question Time will be suspended during the Election Period.
6.3.2
Caretaker Statement
During the Election Period, the Chief Executive Officer will ensure a caretaker statement is included in
any report submitted to a Council or a Delegated Committee Meeting for consideration.
The caretaker statement will specify:
“The recommended decision is not a prohibited decision as set out in section 69(2) of the
Local Government Act 2020
."
During the Election Period, neither Council nor a Delegated Committee will make a decision on any
matter or report that does not include the above caretaker statement.
6.3.3
Considerations for Officers with Delegated Authority
Officers will not make any Prohibited Decisions under delegated authority during the Election Period.
Before making any other decision under delegated authority during the Election Period, officers should
assess whether it is otherwise undesirable to make the decision during the Election Period. In making
this assessment, officers will have regard to the following:
Whether the decision is ‘significant’
The urgency of the issue (that is, can it wait until after the election?)
The possibility of financial repercussions if the decision is deferred
Whether the decision is likely to be controversial
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The best interests of Council.
Officers requiring assistance in determining whether a decision is likely to be undesirable should seek
advice from the Manager Governance and Risk in the first instance.
6.4
Access to Council Information
6.4.1
Request for Council Information
As Councillors continue to perform their elected role during the Election Period, they will continue to
receive all necessary information to fulfil that role. Councillor Candidates will be treated the same as
other Candidates in relation to access to Council information. Councillors may continue to access
Council information and public documents during the Election Period, but only as it is necessary for
them to perform their current role and functions.
Information to be provided to Councillors will include information that is publicly and freely available,
such as Council Plans, Annual Reports, strategies, policies etc.
Briefing papers in relation to the Annual Report and administrative reports to be decided at a Council
or Delegated Committee Meeting during the Election Period will also be provided to Councillors.
All requests received by Council officers for information about Council’s existing projects, programs or
services will be responded to in a business as usual manner. This means up to date responses will be
provided about progress on Council projects or services to Councillors, Candidates and members of
the community.
A 'business as usual' approach does not include extensive research or analysis involving significant
Council resources, or providing a level of information which would not normally be available to the
public more broadly.
All election-related enquiries from Candidates, or Prospective Candidates (whether Councillors or not),
will be directed to the Manager Governance and Risk in the first instance, who will decide whether the
enquiry can be answered by Council or whether it should be referred to the Victorian Electoral
Commission.
Applications for information under Freedom of Information legislation will be dealt with in the usual
manner.
6.4.2
Request for Information Register
During the Election Period, a Request for Information Register will be maintained by Council’s
Governance department. This Register will be a public document that records all requests relating to
Electoral Matter and requests for information made by Councillors and Candidates, and a summary of
the response provided by Council.
Council officers who receive a request for information from a Councillor or Candidate during the
Election Period will discuss that request with their Director to determine an appropriate response prior
to providing the information (or declining to provide the information). Council officers will contact the
Governance department to ensure that the request is entered into the Request for Information
Register.
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Requests for information that require significant resources to be devoted to a response, or which might
be perceived to support an election campaign, will be referred to the Chief Executive Officer or
delegate.
The Request for Information Register will be published on Council’s website for the duration of the
Election Period, including a summary of response and/or link to any requested public document.
6.5
Council Media, Digital Communications, and Publications
6.5.1
Publications during an Election Period
Section 304(2) of the Act prohibits Councillors and members of Council staff from using Council
resources to print, publish or distribute or cause, permit or authorise to be printed, published or
distributed any Electoral Material during the Election Period on behalf of, or purporting to be on behalf
of, Council.
‘Publications’ include hard copy and electronic advertisements, promotional media releases, social
media posts, fliers, posters, newsletters/updates, booklets, surveys, invitations and group
mailouts/emails.
6.5.2
Council Spokesperson
The Chief Executive Officer, or delegate, will be the primary spokesperson for Council
communications during an Election Period.
Media and social media responses and statements will only be issued during the Election Period in the
name of the Chief Executive Officer.
Council officers will not make any public statement that could be construed as being intended to
influence the election. This will constitute a breach of the Employee Code of Conduct and may prompt
disciplinary action. It may also constitute a criminal offence against s 304 of the Act.
Councillors will not use their position as an elected representative, or their access to Council officers
and other Council resources, to gain media attention in support of an election campaign.
6.5.3
Annual Report
Council’s Annual Report is required to be prepared and submitted to the Minister for Local
Government by the end of September in each year.
The Annual Report must not include material that is considered Electoral Material, or that publicises
the attributes or achievements of individual Councillors. Information referring to specific Councillors
will be limited to names, titles, contact details, membership of Delegated Committees and other bodies
to which they have been appointed by Council. A Mayor’s Message will be included and will be
restricted to general Council business and not specific achievements of individual Councillors. The
Chief Executive Officer will determine the appropriate content for an Annual Report produced during
the Election Period.
Council will print and distribute the same number of copies of the Annual Report during the Election
Period as it did in the preceding year.
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6.5.4
Council Websites (including Brimbank Buzz) and Social Media sites
During the Election Period, information about Councillors published on Council websites will only
include names, contact details and titles and any information contained in the Annual Report produced
in that period.
The Agenda and Minutes for Council and Delegated Committee Meetings during the Election Period
will be published on Council’s website during the Election Period.
At the commencement of the Election Period, Council will advise social media subscribers that
comments containing Electoral Matter will be deleted. Council officers responsible for administering
individual social media sites will monitor their respective sites during the Election Period to ensure that
no Electoral Matter is posted by social media subscribers.
6.5.5
Internal Publications/Intranet
The publication of internal newsletters and intranet information, including instruction for the Election
Period, policies and protocols, is permitted and will continue as normal during an Election Period. The
promotion of Councillors, Candidates or political parties in internal publications is not permitted.
6.5.6
Councillor-Issued Communications
Councillors, like other Candidates, are permitted to issue their own communications, in any forum,
provided they do not use Council resources to do so. This includes any writing, messaging, posting
and commenting from Council owned devices, Councillor email addresses, Councillor social media
profiles, Council’s social media, Council letterhead, logo, stationery and photocopiers. Councillors and
Candidates must make it clear that the views expressed are personal views only, and not the views of
Council.
Councillors are not permitted to comment in an official capacity about an issue raised by the media
during the Election Period. However, if media outlets contact Councillors, or Candidates, directly for
comment about an issue during the Election Period, Councillors and Candidates are able to comment,
provided they make it known to media outlets that the views expressed are personal views only, and
not the views of Council.
Council officers cannot provide media advice or assistance to Councillors during an Election Period.
6.6
Council Consultation and Events
6.6.1
Public Meetings and Events
Council will not conduct public meetings (other than Council Meetings) or events during the Election
Period. This includes promotion of upcoming public meetings or events to be held after the Election
Period. Councillors may continue to attend community events, provided that they attend in their private
(not their Councillor) capacity. No support will be provided to Councillors attending public meetings or
events by Council officers (for example, writing a speech).
Existing Council programs and services for the community will continue as business as usual, but new
promotional activity is not permitted during the Election Period.
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6.6.2
Speeches For External Events
Council resources will not be used to prepare speeches, or provide support for attendance, for
Councillors attending community and external events during the Election Period.
6.6.3
Public Consultation
Public Consultation is the process by which Council invites the community to comment on an issue,
proposed action or proposed policy.
Public Consultation will be avoided during the Election Period, with the exception of consultation
required under the
Planning and Environment Act 1987
.
6.6.4
Council Facilities/Halls for Hire
Council facilities will be able to be hired by local Candidates (including Councillors), at the normal
corporate hire rate determined for the facility, in the lead up to an election, but not during the Election
Period. To avoid a perception that Council facilities are being used to promote any candidacy, no
promotional material related to the event/hired use, apart from directional signage, is able to be
displayed in the common public areas of the facility being hired. This will be advised at time of
booking.
Candidates wishing to conduct Electioneering activities in public spaces (for example, a stall at a
shopping strip or park) must apply for a permit, in accordance with Council’s local laws and
procedures.
No other promotional material, including signage, posters, flyers or banners, for any political candidacy
is permitted on Council land or in its facilities at any time. It is an offence under Council’s local laws to
display this material on Council land, and penalties apply. The Brimbank Planning Scheme sets out
the requirements relating to display of candidacy information on private land in the City of Brimbank.
6.7
Use of Council Resources
Councillors will have access to the resources necessary to fulfil their elected roles, in accordance with
the Code.
Council resources, including (but not limited to) iPads, laptops, iPhones, Councillor offices, vehicles,
hospitality, equipment, email, mobile phones and stationary, must be used exclusively for usual
Councillor duties during the Election Period and must not be used in connection with any election
campaign or issue.
No Council officers will undertake any tasks connected directly or indirectly with a Candidate’s election
campaign.
6.7.1
Use of the Title ‘Councillor’
Councillors may use the title Councillor in their Electoral Material, as they continue to hold office
during the Election Period.
While a Councillor can refer to themselves as Councillor in all communications issued by the
Councillor (verbal or written), it must be made clear that the communication express the position of a
Candidate and not a position of Council.
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6.7.2
Photographs and Images
Photographs and images paid for by Council, taken by Council officers, or taken by contractors
engaged by Council for that purpose are not to be used in Electoral Material by or for any Candidate,
regardless of the content of the photographs and images.
Photographs taken by Councillors and their family and friends, and professional photographs that
Councillors have directly commissioned and paid for may be used in Electoral Material. This includes
photographs taken on a Councillor’s Council-issued device.
6.7.3
Council Branding and Stationary
No Council branding, logo or letterhead can be used for, or linked in any way to, a Candidate’s
election campaign.
Use of Council logos, branding and stationery – hardcopy or electronic – is permitted for normal
Council business only.
6.7.4
Support Expense Reimbursement
Reimbursements of Councillor support expenses will be in accordance with the Councillor Support
Major Policy 2020 and the Code, as amended from time to time. Reimbursements during the Election
Period will only apply to costs that have been incurred in the performance of normal Council duties,
and not for expenses that could be perceived as supporting or being connected with a Candidate's
election campaign. In the case of claims that cover a combination of Council and electoral business,
the Chief Executive Officer may approve a partial reimbursement to cover Council activities.
6.7.5
Councillor Correspondence
General correspondence addressed to Councillors will be answered in a usual manner. However,
Councillors will only sign the necessary minimum correspondence during the Election Period, and
correspondence relating to significant, sensitive or controversial matters will be referred to the Chief
Executive Officer.
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Related Documents
Local Government Act 2020
Local Government (Governance and Integrity) Regulations 2020
Victorian Electoral Act 2002
Councillor Code of Conduct
Councillor Support Major Policy 2020
Employee Code of Conduct
Brimbank Planning Scheme
Reforms Arising From the Local Government Amendment (Improved Governance) Act 2015 –
A Guide for Councils by Local Government Victoria